Compliance Practice
CBC’s Compliance Practice helps international companies manage the risks posed by constantly evolving laws and regulations in the US, China and elsewhere. As the costs of non-compliance with laws and regulations increase, CBC’s helps clients adapt their policies and practices to comply with this rapidly changing legal landscape.
Our clients depend on CBC to understand their legal responsibilities, manage risk and reduce the impact of complex regulatory regimes on their day-to-day operations and business transactions. With our extensive knowledge of local regulations in the US and China, we help clients manage regulatory and compliance issues.
We are particularly experienced in helping companies prepare and implement new compliance programs, conducting appropriate internal investigations into alleged violations, and implementing remediation measures to address any compliance weaknesses that an investigation may uncover. We also provide corporate training to employees to ensure continuing compliance.
The CBC team’s compliance experience includes a broad range of legal and regulatory issues, such as:
Select List of Compliance Matters
The following is a select list of compliance matters handled by CBC partners during their careers:
Our clients depend on CBC to understand their legal responsibilities, manage risk and reduce the impact of complex regulatory regimes on their day-to-day operations and business transactions. With our extensive knowledge of local regulations in the US and China, we help clients manage regulatory and compliance issues.
We are particularly experienced in helping companies prepare and implement new compliance programs, conducting appropriate internal investigations into alleged violations, and implementing remediation measures to address any compliance weaknesses that an investigation may uncover. We also provide corporate training to employees to ensure continuing compliance.
The CBC team’s compliance experience includes a broad range of legal and regulatory issues, such as:
- Securities Fraud
- Anti-bribery
- Import/Export Laws
- Trade Sanctions
- Food & Drug Laws
- Sexual Harassment
- Employee Embezzlement
- Environmental Laws
- Data Protection and Privacy
- Automotive
- High Tech Manufacturing
- • Biotechnology
- • Retail
- • Insurance
- • Finance
- • Software
- • Semiconductor
- • Product Safety
Select List of Compliance Matters
The following is a select list of compliance matters handled by CBC partners during their careers:
- Represented multinational retailer in internal investigation of alleged violation of trade sanctions laws.
- Represented high tech manufacturer in drafting, implementing and training on new company policies, including insider trading, anti-bribery, Regulation FD and others.
- Represented high tech manufacturer in drafting and implementing trade and sanctions compliance program.
- Represented multinational pharmaceutical company in responding to government investigation regarding alleged bribery involving foreign operations.
- Represented software company in responding to government investigation alleging violation of US securities laws.
- Represented semiconductor company in internal investigation of alleged securities fraud.
- Represented high tech manufacturer in internal investigation of insider trading allegation.
- Represented high tech manufacturer in investigation of allegation of violation of company code of ethics.
- Represented multinational car manufacturer in investigation of compliance with emission standards in foreign jurisdiction.
- Represented high tech manufacturer in investigation of securities fraud allegations.
- Represented multinational car manufacturer in FCPA investigation regarding alleged bribery involving foreign operations.
- Represented multinational car manufacturer in investigation of allegation of sexual harassment.
- Represented multinational retailer in internal investigation regarding alleged bribery involving foreign operations.
- Represented multinational pharmaceutical company in internal investigation of allegation of violations of FDA labeling laws.